Conceptualizaciones de la vulnerabilidad

El concepto de vulnerabilidad se basa en la idea de que algunas personas tienen una mayor predisposición que otras a sufrir un daño como consecuencia de la exposición a una o más clases de riesgos. Existen diferentes tipos de daños a los que las personas pueden verse expuestas, como los psicológicos, los físicos y los ambientales.

Glossary
Vulnerable migrants

persons who are unable effectively to enjoy their human rights, are at increased risk of violations and abuse and who, accordingly, are entitled to call on a duty bearer’s heightened duty of care. 

Fuente

OHCHR, 2017

This is a broad definition of vulnerable migrants. This chapter will focus on migrant vulnerability to violence, exploitation and abuse.

Glossary
migrant vulnerable to violence, exploitation, or abuse

a migrant … exposed to or with experience of violence, exploitation or abuse within a migration context and with limited capability to avoid, resist, cope or recover, as a result of the unique interaction of individual, household/family, community and structural characteristics and conditions.

The approach to addressing migrant vulnerability must be rooted in the belief that the human rights of all persons, including migrants, should be upheld and promoted, and that all migrants who are vulnerable – regardless of their membership in any particular category or of whether they hold any particular immigration status – should be afforded the protection and assistance that they require. 

Example
Populations considered more likely to become vulnerable

Populations that are considered more likely to become vulnerable migrants include, but are not limited to:

  • Unaccompanied migrant children;
  • Indigenous migrants;
  • Victims of violence and crimes during the migratory transit;
  • Migrant women (especially pregnant women and survivors of gender-based violence);
  • LGBTI migrants;
  • Migrant victims of smuggling and abuse;
  • Persons with international protection needs (such as refugees and asylum seekers);
  • Victims of trafficking (trafficked persons);
  • Persons living with disabilities;
  • Older persons;
  • Members of ethnic and religious minorities;
  • People who face a range of life-threatening situations in their home countries, such as communal, electoral, gang, cartel and terrorist violence; nuclear accidents; epidemics and pandemics; or disasters.
Fuente

 IOM, 2018a; IOM, 2019.

Vulnerability is broader than the risk of persecution or refoulement, and it is important to identify situations of vulnerability so as to inform effective responses at the individual, household/family, community and structural level.

Determinantes de la vulnerabilidad de los migrantes

Cuando los expertos y los responsables de la formulación de políticas han tratado de abordar la vulnerabilidad de los migrantes, normalmente lo han hecho centrándose en la pertenencia de cada migrante a una categoría concreta —por ejemplo, migrantes irregulares o víctimas de la trata— o prestando atención a una sola característica, como su edad o género. Sin embargo, este enfoque pasa por alto muchos factores esenciales en múltiples niveles.

La OIM elaboró el modelo de los determinantes de la vulnerabilidad de los migrantes con el propósito de ofrecer a los responsables de la formulación de políticas y los proveedores de servicios una herramienta que les permitiera identificar rápidamente los distintos niveles de vulnerabilidad y resiliencia de los migrantes que podían coexistir e interactuar, y también desarrollar respuestas de política adecuadas y servicios de apoyo adaptados.

La presencia de uno o más factores de riesgo no significa necesariamente que un migrante sea vulnerable, puesto que los factores de protección pueden atenuar dichos factores de riesgo. Sin embargo, el modelo permite a los responsables de la formulación de políticas y a los proveedores de servicios determinar si un migrante es vulnerable o no en función de un balance general de los factores de riesgo y los factores de protección inadecuados.

El modelo de los determinantes de la vulnerabilidad de los migrantes no pretende definir categorías restrictivas de factores. Más bien, su propósito es ayudar a los responsables de la formulación de políticas y a los proveedores de servicios a realizar un examen estructurado y significativo de la manera en que los múltiples factores se entrecruzan e influyen en el nivel de vulnerabilidad y resiliencia.

El marco de protección y asistencia para migrantes vulnerables de la OIM tiene por objeto ofrecer soluciones inmediatas, y a mediano y largo plazo. Asimismo, puede aplicarse antes, durante y después del proceso migratorio e incluye herramientas destinadas a ayudar a los profesionales a poner en práctica dicho marco.

Image / Video
Figure 1. Programmatic responses and relevant players at each level
Fuente

IOM, 2019.

Case Study
Interaction of risk factors and protective factors

Example 1: Individual risk and protective factors

A middle-aged man with a high level of education, enjoying good health and belonging to a powerful segment of society would typically have a low level of vulnerability. However, he could find himself vulnerable to extortion and violence if he were to engage in unsafe migration practices, such as hiring migrant smugglers to help him gain access to a country through irregular means, particularly if he were to travel with the smugglers through countries with no mechanisms to protect smuggled migrants from violence.

Example 2: Family risk and protective factors

A family that experiences a crisis such as the primary wage earner’s loss of employment due to a health emergency might make migration decisions that heighten the vulnerability of one or more family members to labour exploitation. However, it would be less likely to make such decisions if it could turn for support to extended family members, community members, or social welfare programmes. The household/family risk factors would be mitigated by protective factors at the community level.

Example 3: Community risk and protective factors

Community risk factors could include practices such as child marriage, the exclusion of some community members from the full benefit of community resources, or risk of natural disasters. Protective community factors could include a good education system accessible to all, sufficient access to quality health care, a functioning social welfare system, or adequate preparedness measures to mitigate risks from natural hazards.

Example 4: Structural risk and protective factors

At the structural level, risk factors include patterns of systemic marginalization and discrimination, conflict and instability, poor governance, lack of accountability mechanisms and weak rule of law. Protective factors include peace and security, good governance, respect for human rights and equitable development.

For example, the availability of qualified health-care practitioners and sufficiently equipped health-care facilities can be a structural vulnerability factor. Some vulnerable migrants may not have had access to a health-care system or there might have been limitations on what that system could provide due to lack of funding and investment. The existing health-care system may not offer services appropriate or accessible to migrants, or may not be able to address unique health-care concerns that migrants may have.

The identification of vulnerable migrants is the first step in the referral mechanism. A wide array of stakeholders can identify vulnerable migrants, including the government, non-governmental organizations and international organizations, communities, or the private sector.

Policy Approaches
Identification of vulnerable migrants
  • Support and improve the capacity of immigration, consular and police officers to identify vulnerable migrants.
  • Cooperate with non-governmental organizations and international organizations that do the bulk of the identification, as they have specific programmes for vulnerable migrants or identify vulnerable migrants through their work with other vulnerable individuals.
  • Organize community-based identification through committees created for the purpose of identifying migrants vulnerable to violence, exploitation, or abuse.
  • Set up guidelines for the private sector to promote the identification of exploitative practices in their operations or supply chains, especially in high-risk sectors such as agriculture and fishing, construction, or manufacturing.
Policy Approaches
Creating and using referral pathways
  • Create referral pathways between different systems, including both protection and assistance services, to link individuals with protection-related services and support.
  • Prioritize referral mechanisms that allow for the highest level of protection.
  • Use referral pathways to offer assistance alongside protection. This may include shelter and accommodation, water, sanitation, and hygiene, food and nutrition, safety and security, health care, education and training, and livelihood, employment and income generation (for more information on referral pathways, see Case management for migrant protection and assistance, elsewhere in this chapter).
  • Where possible, ensure that referral pathways exist in relation to national referral mechanisms that provide protection and assistance to children and families in vulnerable situations, survivors of gender-based violence, refugees and asylum seekers, and victims of trafficking.
  • Prioritize existing pathways, where possible
Vulnerabilidades a lo largo del ciclo migratorio

Las vulnerabilidades pueden surgir en cada una de las etapas específicas del proceso migratorio y son fruto de muchos factores, incluidas las razones por las que se abandona el país de origen. Estas vulnerabilidades “pueden incluir la pobreza, la discriminación, la falta de acceso a los derechos humanos fundamentales —en concreto la educación, la atención de la salud, la alimentación y el agua, y el trabajo decente—, así como la xenofobia, la violencia, la desigualdad de género, la amplia variedad de consecuencias de los desastres naturales, el cambio climático y la degradación del medio ambiente, y la separación de la familia” (ACNUDH, 2017).

Estas vulnerabilidades pueden aplicarse tanto a los migrantes a nivel individual como colectivo. Por ejemplo, un migrante puede haber tomado la decisión de migrar como resultado de su experiencia personal en relación con la pobreza, mientras que un grupo de migrantes puede haberse sentido obligado a migrar debido a la discriminación y la persecución.

Las vulnerabilidades también pueden surgir como consecuencia de las circunstancias afrontadas durante el tránsito. Ello puede incluir tanto amenazas a la seguridad física como resultado de las difíciles condiciones del tránsito —por ejemplo, debido al uso de medios de transporte peligrosos—, así como amenazas de explotación planteadas por tratantes de personas, traficantes de migrantes y oficiales sin escrúpulos. Los migrantes en tránsito pueden ser especialmente vulnerables a las violaciones de derechos y a los abusos, sobre todo cuando su régimen de inmigración es irregular.

Una vez llegan a su destino, es posible que los migrantes tengan que afrontar nuevas vulnerabilidades, como barreras lingüísticas, problemas de integración y xenofobia. Asimismo, pueden convertirse en el objetivo de empleadores explotadores y terratenientes que se aprovechan de sus limitados conocimientos sobre la situación local y su escaso poder de negociación. Algunos migrantes, en especial aquellos con un régimen de inmigración irregular, no quieren acceder a los servicios sociales por temor a que los detecten, incluso aunque legalmente tengan derecho a ellos. De igual modo, los migrantes que se encuentran en situación irregular pueden ser arrestados, detenidos y deportados —o tener un temor real a serlo—, lo que los hace vulnerables a la manipulación y la explotación por parte de quienes amenazan con denunciarlos.

Policy Approaches
Operationalizing the model

The Determinants of Migrant Vulnerability Model can be applied before, during or after migration.

Before migration

  • Encourage safe and informed migration, and prevent violence, exploitation, or abuse against individual migrants or groups of migrants. This involves examining factors at individual, household/family, community and structural levels to identify motivations, risk factors and protective factors.

During migration

  • Identify vulnerable migrants to enable measures to prevent harm, and to develop appropriate protection and assistance responses.

After migration

  • Identify vulnerable migrants to prevent harm and to develop appropriate protection and assistance plans. These plans should aim to support longer-term sustainable resolutions. If used in returns, they should address vulnerabilities and promote sustainable reintegration.
  • Ensure that the State is meeting its responsibility to ensure that the protections outlined in international law are afforded to all people, including migrants.
To Go Further
Respuesta integral para abordar la vulnerabilidad de los migrantes

Tal y como señala el modelo de los determinantes de la vulnerabilidad de los migrantes los factores que propician la vulnerabilidad de los migrantes no actúan de forma aislada. Por consiguiente, cuando se vayan a evaluar las necesidades de los migrantes vulnerables, así como los servicios y el apoyo disponibles para ellos, será necesario tener en consideración todos los factores, incluida la interacción entre los factores de los niveles individual, familiar o del hogar, comunitario y estructural.

Policy Approaches
Developing a comprehensive response to protect and assist vulnerable migrants
  • Ensure that the comprehensive response includes joint programming at individual, household/family, community and structural levels.
  • At the community level, implement campaigns to sensitize the receiving community with regard to the rights of migrants, aiming to change attitudes and behaviours. Community leaders could be engaged to promote social cohesion and to ensure that migrants have access to the services to which they are entitled.
  •  At the structural level, ensure that efforts to address corruption, and to uphold the rights of the migrants, are undertaken, if needed. Structural interventions to improve political, economic, and security conditions in the country of origin could contribute to the spontaneous return of migrants to their countries of origin.
Case Study
A comprehensive response to address migrants’ vulnerability

Case 1: Yasmina

An adult woman is sick with tuberculosis, but there is no treatment available in her town. Eventually she becomes unable to work. Her partner is able to work, but there are limited employment opportunities in town. As the sick woman was the primary income earner for her family, she is considering sending her eldest son, who is 16 years old, abroad for work. Neither of them wants him to have to migrate for work he is a talented student, and they want him to finish his schooling. Also, the places where he could find work are known to mistreat migrant workers, and they want their family to stay intact.

  • A comprehensive response to this case would involve programming at the individual, household/family, and community level. At the individual level, the woman requires medical treatment, to enable her to return to work. At the household/family level, income support or income generation alternatives are needed, so that the son can stay in education rather than migrate alone. At the community level, programming to improve the availability of medical services and employment opportunities would improve this family’s circumstances and resilience.

Case 2: Pascal

A middle-aged man attempts to move to a different county, but his visa application is denied. He decides to pay smugglers to get him there. He leaves with the smugglers, who are taking him overland, which requires travelling through several other countries. One of the countries is experiencing a political crisis and violence has broken out. The man does not speak the local language, and does not feel safe on his own. His smugglers take advantage of the situation and lock him up, beat him, and threaten to turn him over to authorities if he does not get his family and friends to send money. He is discovered by a cleaner who calls law enforcement. He is put in immigration detention.

  • A comprehensive response would involve programming at individual and structural levels. Individual-level programming could include legal assistance to help him to exit detention. Structural-level programming in his home country could include law enforcement action against the smuggling of migrants. It could also include the development of laws and policies in the country in which he was detained to protect migrants subject to violence by smugglers.
Fuente

Adapted from IOM, 2019.

To Go Further
Mensajes clave
  • Los migrantes en situación de vulnerabilidad son aquellos migrantes que no pueden gozar de manera efectiva de sus derechos humanos, que corren un mayor riesgo de sufrir violaciones y abusos, y que, por consiguiente, tienen derecho a reclamar una mayor protección a los garantes de derechos.
  •  Existe toda una serie de factores a nivel individual, familiar o del hogar, comunitario y estructural que contribuyen a incrementar el riesgo de ser objeto de actos de violencia, explotación o abuso en un contexto migratorio dado, o que protegen contra ellos.
  • Las vulnerabilidades pueden surgir como resultado de la existencia de diferentes factores o condiciones o la vivencia de distintas experiencias en cada una de las etapas del proceso migratorio, es decir, pueden derivarse de las razones que motivaron la decisión de abandonar el país de origen, o pueden aparecer como consecuencia de las circunstancias asociadas con el hecho de estar en tránsito. De igual modo, una vez en su destino, los migrantes pueden tener que afrontar nuevas vulnerabilidades, como barreras lingüísticas, problemas de integración y xenofobia.
  • Las modalidades de protección relevantes para los migrantes —incluidos aquellos en situación de vulnerabilidad— incluyen la protección de los derechos humanos, la protección legal, la protección física, la protección social y la protección humanitaria.
  • Resulta fundamental que existan vías de remisión entre los distintos sistemas a fin de garantizar que se satisfagan las necesidades de quienes requieren protección. Este tipo de vías suelen incluir tanto servicios de protección como de asistencia.